Shapirohaber Urmy

SECURITIES ATTORNEY NYC

Ian has litigated securities cases for twenty years. He has worked on the plaintiff’s side, the defense side and as a regulator. This gives him a unique perspective, enabling him to realistically assess the merits of a case and provide no-nonsense advice to clients. He previously served as Senior Enforcement Counsel at FINRA, where he prosecuted disciplinary actions against brokers and broker-dealers for violating FINRA and SEC rules. At FINRA, he handled cases involving misrepresentations, unsuitable investments, supervision, advertising, private placements, anti-money laundering, outside business activities and unauthorized trading.

Ian has extensive experience in private practice. He is currently a partner at Shapiro Haber & Urmy, a national leader in the field of complex, high-stakes litigation which has recovered hundreds of millions of dollars for individuals and businesses across the United States. He was previously an associate at Foley Hoag in Boston. He has successfully litigated high-stakes cases on behalf of both plaintiffs and defendants. These cases involved securities fraud, insider trading, accounting malpractice, consumer fraud and non-competition agreements.

Ian’s litigation and FINRA background make him well-suited to help both investors and registered representatives with either the FINRA arbitration or FINRA enforcement process. He provides excellent client service, particularly in the areas of responsiveness and communication. He is practical and efficient, with a long track record of achieving excellent results.

Ian has:

• High Success Rate in FINRA Cases
• Recouped More Than $15 Million in Losses Incurred by Investors and Consumers
• Previously Served as Senior Enforcement Counsel at FINRA

If you are looking for a trustworthy, experienced FINRA attorney near Boston, MA, call 617.869.4689 to connect with Ian.