Denning Rodriguez
Pearce LLP
Practice Areas
Website
This compliance bundle provides 33 hours of CLE credit including the required 5 hours of ethics, professionalism, substance abuse, and mental illness awareness credit, along with the required 3 Technology credits.
New York Corporate Law Lawyers
Nationwide representation of broker-dealers, investment advisors and financial professionals in compliance, litigation and arbitation matters.
212-509-6544