Your Broker is Not Your Friend or Your Fiduciary For Your Estate Plan or Investment Reports Investme

Merrill Lynch terminated two advisors for recommending financial solutions not offered by the firm, causing financial planners to contemplate how to better serve their clients. UltraTrust.com investigates. Boston, MA (PRWEB) October 28, 2014 Stephen Brown and James Goetz are financial advisors who worked together as a team for many years (1). They recently joined Stifel Financial Corp., an investment banking firm, after they were summarily terminated by Merrill Lynch. Per their former employer, Brown and Goetz violated company policy (2) as well as rules promulgated by the Financial Indust
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