Business Compliance Partners Reviews the State of Capital Markets and Regulations
Commissioner Daniel M. Gallagher of the Securities and Exchange Commission (“SEC”) discussed the regulatory priorities of the SEC and the state of capital markets at recent Securities Industry and Financial Markets Association (“SIFMA”) Regional Conference and Annual Market Structure Conferences. San Diego, CA (PRWEB) October 25, 2012 As a regulatory compliance consulting company serving the financial services industry, Business Compliance Partners attempts to discern the regulatory tone and note the initiatives championed by the SEC, the primary federal regulator for broker dealers and re
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PRWeb, a leader in online news and press release distribution, has been used by attorneys, law firms and more than 40,000 organizations
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