Moulton & Arney, LLP Releases FINRA BrokerCheck Step-by-Step Tutorial
The Financial Industry Regulatory Authority (FINRA) provides a service called BrokerCheck, which allows investors to look into the backgrounds of brokers, brokerage firms, and investment advisers. (PRWEB) September 30, 2012 Moulton & Arney, LLP has compiled a step-by-step tutorial and downloadable PDF to guide investors through FIRNA’s BrokerCheck service. According to the tutorial, investors should pay special attention to the “Disclosure Events” reported on a financial advisor’s or brokerage firm’s BrokerCheck report. These reported events detail criminal matters, regulatory action
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