SEC To State Registration: Advisers Making the Switch
SEC To State Registration: Advisers Making the Switch IA Compliance and Consulting is helping Mid-Sized Advisers Switch from SEC to State Registration under the Advisers Act. The Woodlands, TX (PRWEB) July 13, 2011 The Securities and Exchange Comission ('SEC') adopted rules on June 22, 2011 related to the registration of investment advisers with the SEC. This is in response to the changes that Congress passed in the Dodd-Frank Wall Street Reform and Consumer Protection Act. SEC registered Advisers with assets under management between $25 million and $100 million have until March 30, 2012
Contributor
About
PRWeb, a leader in online news and press release distribution, has been used by attorneys, law firms and more than 40,000 organizations
PRWeb, a leader in online news and press release distribution, has been used by attorneys, law firms and more than 40,000 organizations
Related Documents in PR Web
Categories
- Articles 309
- Bankruptcy 44
- Business 134
- Cases & Codes 68
- Contracts 27
- Criminal Law 122
- Employment 24
- Expert Reports 3
- Expert Witness 34
- Family Law 57
- Form Letters 15
- Immigration 3
- Intellectual Prop 32
- Internet Law 10
- Law Practice 99
- Law School 2
- Legal Research 19
- Litigation 186
- Miscellaneous 64
- PR Web 41689
- Personal Injury 608
- Press Release 43
- Probate 54
- Real Estate 68
- Tax Law 23
- Workers Comp 4